Regulatory Paralegal

• Company

  Pacific Investment Mgmt Company

• Location

  USA-CA-Huntington Beach

• Remuneration

  Competitive base + bonus

• Position Type

  Permanent

• Employment type

  Full time

• Updated

  29-Oct-2013

• eFC Ref no

  1300016

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The Regulatory Paralegal will assist in preparing regulatory filings, including fund registration statements, prospectuses, Statement of Additional Information for PIMCO's proprietary '40 Act Funds.

Job ID: 13930

Position Description:
ESSENTIAL DUTIES AND RESPONSIBILITES

• Assist in preparing regulatory filings, including fund registration statements, prospectuses, Statement of Additional Information for PIMCO's proprietary '40 Act Funds.
• Prepare and draft statutory prospectuses and summary prospectuses using a content management system.
• Coordinate responses to various information requests, including regulatory and client requests.
• Work with account management to produce responses to sub-advised 15(c) due diligence questionnaires.
• Production of documents related to account openings in different jurisdictions.
• Assist with miscellaneous special projects as they are assigned.
• Maintain records of all regulatory and legal matters.

Position Requirements:
• Bachelors Degree (required)
• Paralegal Certificate (preferred)
• 1 – 3 Years of paralegal experience (law firm preferable)
• Very detailed oriented
• Very strong interpersonal skills
• Possess exceptional oral, written and organizational skills
• Must be able to work independently on complex tasks
• Possess the ability and comfort to interact with all levels of management
• Intermediate knowledge of MS Word and Excel desired

PIMCO is an Equal Opportunity Employer .

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