Date: Feb 24, 2014
Location: New York, NY, US
Director, Corporate-Wide Compliance Risk Management - Risk Assessment-14002716
Description
This position will be part of the Global Compliance and Ethics (GC&E) Risk Assessment group and will be responsible for assisting in the creation and implementation of the corporate-wide Compliance Risk Assessment methodology and approach as well as the supervision and planning of Compliance Risk Assessments across the organization. The position will interface with management, business partners, examiners/auditors and the General Counsel’s Office.
Specific responsibilities will include the following:
- Coordinate business unit and GC&E risk assessment activities and deliverables
- Analyze risk assessment results and facilitate linkages to other aspects of the compliance risk management program including monitoring and testing and issue management
- Work with business unit management and Line of Business Compliance Officers in the design of controls and other activities that help reduce business unit residual risk
- Lead a team of control and compliance subject matter experts in the execution of compliance risk assessments
- Assist in the facilitation of the compliance risk assessment change management process
- Provide recommendations and implementation plans for enhancement of the compliance risk management process as part of the annual review and refresh process
Qualifications
- Seven to ten years of experience in a control and compliance capacity with knowledge of risk assessment activities
- Knowledge of internal control and compliance concepts
- Experience in performing compliance related risk assessments or similar activities
- Ability to interpret results of risk assessments and provide guidance on remediation activities
- Financial services experience with knowledge of consumer regulations
- Knowledge of information technology risks and controls
- Track record of success in a fast-paced and innovative environment
- Ability to remove obstacles to success and problem solve to achieve desired outcomes
- Strong leadership, communication, and presentation skills
- Ability to work well in a collaborative and team-oriented environment.
Job: Compliance
Primary Location: US-New York-New York
Other Locations
US-Arizona-Phoenix, US-Utah-Salt Lake City
Schedule: Full-time
Job Segments: Risk Management, Compliance, Manager, Change Management, Finance, Legal, Management
Description
This position will be part of the Global Compliance and Ethics (GC&E) Risk Assessment group and will be responsible for assisting in the creation and implementation of the corporate-wide Compliance Risk Assessment methodology and approach as well as the supervision and planning of Compliance Risk Assessments across the organization. The position will interface with management, business partners, examiners/auditors and the General Counsel’s Office.
Specific responsibilities will include the following:
- Coordinate business unit and GC&E risk assessment activities and deliverables
- Analyze risk assessment results and facilitate linkages to other aspects of the compliance risk management program including monitoring and testing and issue management
- Work with business unit management and Line of Business Compliance Officers in the design of controls and other activities that help reduce business unit residual risk
- Lead a team of control and compliance subject matter experts in the execution of compliance risk assessments
- Assist in the facilitation of the compliance risk assessment change management process
- Provide recommendations and implementation plans for enhancement of the compliance risk management process as part of the annual review and refresh process
Qualifications
- Seven to ten years of experience in a control and compliance capacity with knowledge of risk assessment activities
- Knowledge of internal control and compliance concepts
- Experience in performing compliance related risk assessments or similar activities
- Ability to interpret results of risk assessments and provide guidance on remediation activities
- Financial services experience with knowledge of consumer regulations
- Knowledge of information technology risks and controls
- Track record of success in a fast-paced and innovative environment
- Ability to remove obstacles to success and problem solve to achieve desired outcomes
- Strong leadership, communication, and presentation skills
- Ability to work well in a collaborative and team-oriented environment.
Job: Compliance
Primary Location: US-New York-New York
Other Locations
US-Arizona-Phoenix, US-Utah-Salt Lake City
Schedule: Full-time
Job Segments: Risk Management, Compliance, Manager, Change Management, Finance, Legal, Management
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