Posted Position Title Internal Control Manager- SOX/Finance

Job Number	1901611
Business	GE Capital
Business Segment	Capital - Retail Finance
About Us	Position can be located in the following GE Capital - Retail Finance locations: Draper, UT or Alpharetta, GA GE Capital’s Retail Finance business is among the country’s most successful retail lenders, with 80 years of experience in consumer financing. The business, which originates loans as a unit of GE Capital Retail Bank, provides credit card programs to retailers and consumers in the United States and Canada. We build better businesses through customized private label and bankcard credit programs to national and regional retailers in the U.S., as well as private label credit card programs, promotional and installment lending, bankcards and financial services for consumers through dealers; national, regional and independent retailers; contractors; manufacturers; healthcare practices; and service providers across nearly 20 industries. We are committed to being an employer of choice, offering competitive rewards, compensation and benefits. When you join our team, you become part of a stimulating work environment with vast opportunities to sharpen your skills and embrace new leadership challenges. Please note that candidates for this role will not be eligible for transfers internally to other GE businesses. The United States has regulations that govern the hiring of current or former U.S. Government employees. If you currently work for (or have in the past) the U.S. Government (in any capacity), you may have certain responsibilities under these regulations and certain restrictions may apply to your potential employment with GE. Therefore, if GE regarding a position of employment contacts you, and you have worked for the U.S. Government at any time, please immediately inform the GE representative of this fact.
Career Level	Experienced
Function	Regulatory and Compliance
Function Segment	Monitoring and Testing
Location(s) Where Opening Is Available	United States
U.S. State, China or Canada Provinces	GeorgiaUtah
City	Alpharetta, Draper
Postal Code	30005
Relocation Expenses	No
Role Summary/Purpose	GE is an equal opportunity employer, offering a great work environment, challenging career opportunities, professional training and competitive compensation. Responsible for managing a team of Internal Control Leads with emphasis on Sarbanes-Oxley (SOX) 404 as well as other applicable financial regulations. The job focus is on all aspects of SOX 404 including the planning, risk assessments, documentation, execution, toll gate reporting and post review follow up to ensure resolution of any identified issues. The position involves interaction across the business and entails working with a team of Internal Control Managers.
Essential Responsibilities	Manage a team of Internal Control Leads. Provide guidance and leadership to offshore resources. Manage the SOX 404 program for GE Capital Retail Bank, including annual risk assessment and scoping, control testing, tracking and reporting of deficiencies. Review and sign off on all completed SOX and finance related process documentation (process maps, risk control matrices, test scripts). Provide on-going feedback to team members. Ensure all control deficiencies are properly vetted with the process owners prior to reporting Utilize CAP (change acceleration process) tools and personal network to influence stakeholders and related affiliates to implement necessary process modifications to meet regulatory needs. Provide interpretation and guidance to Internal Control Leads and process owners regarding key risks, key controls, bank policy and proposed process changes. Interpret and publish Internal Control Testing and Monitoring results to leaders in the Bank and Businesses. Review results of Internal Control Testing and Monitoring with stakeholders and discuss viable solutions to close gaps. Track any corrective action plans that come from the Internal Control Testing and Monitoring, internal audit or regulatory audits.
Qualifications/Requirements	Bachelors degree in business, finance, or accounting, plus 6+ years work experience in financial services industry 3+ years of experience in internal control or internal audit, including SOX experience Proficiency in Microsoft Office Suite applications YOU MUST BE ABLE TO SATISFY THE REQUIREMENTS OF SECTION 19 OF THE FEDERAL DEPOSIT INSURANCE ACT Eligibility Requirements : All applications for employment must be submitted through either http://www.gecareers.com or the Career Opportunity System (COS) to be considered You must be 18 years or older You must have a high school diploma or equivalent You must be willing to take a drug test, submit to a background investigation and submit fingerprints as part of the selection process If currently a GE employee, you must have been in your current position for at least 6 months (AP) or 24 months (PB or greater), have at least a "consistently meets expectations" performance rating and have the approval of your manager to post (or the approval of your manager and HR to apply if you don't meet the time-in-job or performance requirement) Legal authorization to work in the U.S. is required. We will not sponsor individuals for employment visas, now or in the future, for this job opening.
Additional Eligibility Qualifications	GE will only employ those who are legally authorized to work in the United States for this opening. Any offer of employment is conditioned upon the successful completion of a background investigation and drug screen.
Desired Characteristics	MBA desired Prior experience managing SOX and/or FDICIA programs Demonstrated ability to communicate effectively to multiple stakeholders Strong business process mapping and MS Visio skills Excellent analytical and problem solving skills Familiarity with and operating understanding of consumer loan products and processes Attention to detail and follow up skills essential Project Management experience is a plus Certified Internal Auditor (CIA) or similar certification (CISA, CCSA, CFSA etc.) Lean / Six Sigma trained and/or tested Strong MS Excel skills GE program experience (e.g. FMP, CAS, etc.) Must be willing to travel up to 20% of the time
Section 19 Job	YOU MUST BE ABLE TO SATISFY THE REQUIREMENTS OF SECTION 19 OF THE FEDERAL DEPOSIT INSURANCE ACT.